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Articles Tagged with kovack securities

Public records published by the Financial Industry Regulatory Authority (FINRA) on October 15, 2016 indicate that Florida-based Kovack Securities broker Gerald O’Halloran has been the subject of resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. O’Halloran (CRD# 1056697). […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 27, 2016 indicate that Missouri-based Kovack Securities broker Steven Bumbera was recently terminated from his previous position. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Bumbera (CRD# 4686154). Steven Bumbera […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 30, 2016 indicate that Florida-based brokerage Kovack Securities has been sanctioned by FINRA for alleged rule violations. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Kovack Securities (CRD# 44848). Kovack Securities […]

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