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Articles Tagged with kovack securities

Mark Wetherell (CRD#: 1373405), a 34-year veteran of the securities industry, has been discharged from Kovack Securities, Inc. of Summerville, South Carolina after he allegedly borrowed money from a client and failed to repay it in full, according to his BrokerCheck report accessed on September 25, 2019. Mark Wetherell, who does business as Wetherell Capital […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 9, 2019 indicate that California-based Kovack Securities broker/adviser Keith Kelt has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Kelt (CRD# 267357). Keith Kelt has spent 51 years in the […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 15, 2018 indicate that California-based Kovack Securities broker/adviser Barbara Ralston has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Ralston (CRD# 1087950). Barbara Ralston has spent 31 years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 16, 2018 indicate that Connecticut-based Kovack Securities broker/adviser Carl Cornaglia has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Cornaglia (CRD# 3067666). Carl Cornaglia has spent 20 years in […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 30, 2018 indicate that Florida-based Kovack Securities broker/adviser Andrew Scheirer has received a new pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Scheirer (CRD# 4256666). Andrew Scheirer has spent sixteen years in the […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 8, 2018 indicate that California-based Kovack Securities broker/adviser Douglas Lagerstrom has received a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lagerstrom (CRD# 2177433). Douglas Lagerstrom has spent 26 years in the securities […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on March 14, 2017 indicate that Puerto Rico-based Kovack Securities broker Carlos Seda has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Seda (CRD# 4228841). Carlos Seda has spent fourteen years in the […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 25, 2017 indicate that Florida-based Kovack Securities broker/adviser Andrew Scheirer has been the subject of customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Scheirer (CRD# 4256666). Andrew Scheirer has spent sixteen years in the securities […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on November 18, 2016 indicate that South Dakota-based Kovack Securities broker/adviser John Schwan has received several regulatory sanctions. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Schwan (CRD# 1421895). John Schwan has […]

Public records published by the Financial Industry Regulatory Authority (FINRA) on October 15, 2016 indicate that Florida-based Kovack Securities broker Gerald O’Halloran has been the subject of resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. O’Halloran (CRD# 1056697). […]

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