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Articles Tagged with kovack securities

Carlos Seda (CRD#: 4228841), a former registered representative with Kovack Securities Inc., is currently involved in two pending customer disputes in which former clients are seeking $375,000 million in damages, according to his BrokerCheck record accessed on March 3, 2020. On November 26, 2018, a client filed a customer complaint against Carlos Seda, alleging that […]

Mark Wetherell (CRD#: 1373405), a 34-year veteran of the securities industry, has been discharged from Kovack Securities, Inc. of Summerville, South Carolina after he allegedly borrowed money from a client and failed to repay it in full, according to his BrokerCheck report accessed on September 25, 2019. Mark Wetherell, who does business as Wetherell Capital […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 9, 2019 indicate that California-based Kovack Securities broker/adviser Keith Kelt has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Kelt (CRD# 267357). Keith Kelt has spent 51 years in the […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 15, 2018 indicate that California-based Kovack Securities broker/adviser Barbara Ralston has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Ralston (CRD# 1087950). Barbara Ralston has spent 31 years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 16, 2018 indicate that Connecticut-based Kovack Securities broker/adviser Carl Cornaglia has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Cornaglia (CRD# 3067666). Carl Cornaglia has spent 20 years in […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 30, 2018 indicate that Florida-based Kovack Securities broker/adviser Andrew Scheirer has received a new pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Scheirer (CRD# 4256666). Andrew Scheirer has spent sixteen years in the […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 8, 2018 indicate that California-based Kovack Securities broker/adviser Douglas Lagerstrom has received a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lagerstrom (CRD# 2177433). Douglas Lagerstrom has spent 26 years in the securities […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on March 14, 2017 indicate that Puerto Rico-based Kovack Securities broker Carlos Seda has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Seda (CRD# 4228841). Carlos Seda has spent fourteen years in the […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 25, 2017 indicate that Florida-based Kovack Securities broker/adviser Andrew Scheirer has been the subject of customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Scheirer (CRD# 4256666). Andrew Scheirer has spent sixteen years in the securities […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on November 18, 2016 indicate that South Dakota-based Kovack Securities broker/adviser John Schwan has received several regulatory sanctions. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Schwan (CRD# 1421895). John Schwan has […]

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