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Articles Tagged with kalos capital

Darren Kubiak (CRD#: 1239086), a registered representative with Kalos Capital who does business as Kubiak Financial Services, is currently involved in two pending customer disputes involving unsuitable investments, according to his BrokerCheck record accessed on August 27, 2019. One dispute involves his recommendation of GPB Funds. In a claim filed on July 12, 2019, a […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 26, 2019 indicate that New York-based Kalos Capital broker/adviser Eric Weschke has received numerous resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Weschke (CRD# 2486324). Eric Weschke has spent 20 […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 16, 2017 indicate that Florida-based Kalos Capital broker/adviser Arni Diamond has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Diamond (CRD# 2667392). Arni Diamond has spent 20 years in the […]

The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Virginia-based Kalos Capital broker/adviser James Ortlip (CRD# 4174290). James Ortlip has spent fifteen years in the securities industry and has been registered with Kalos Capital in Great Falls, Virginia since 2013. Previous registrations include Cetera Advisors in Great Falls, Virginia […]

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