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Articles Tagged with JW Cole Financial

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on December 22, 2016 indicate that former California-based JW Cole Financial broker/adviser Gary Rasmussen has been the subject of resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Rasmussen (CRD# 371225). Gary Rasmussen has spent […]

Public records published by the Financial Industry Regulatory Authority (FINRA) on June 28, 2016 indicate that former Florida-based JW Cole Financial broker Dennis Merritt has been sanctioned by FINRA. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Merritt (CRD# 1748115). Dennis Merritt has […]

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