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Articles Tagged with John Schmidt

News reports and public records published by the Financial Industry Regulatory Authority (FINRA), accessed on January 4, 2019, indicate that forgery and other charges have been filed against former Ohio-based Wells Fargo Advisors broker/adviser John Schmidt, who has been sanctioned by FINRA and barred from acting as a broker or otherwise associating with a broker-dealer […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 27, 2018 indicate that former Ohio-based Wells Fargo Advisors Financial Network broker/adviser John Schmidt, who was recently sanctioned by FINRA and barred from association with any FINRA member in any capacity, has received several resolved or pending customer disputes. Fitapelli […]

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