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Articles Tagged with Janney Montgomery

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 2, 2019 indicate that Pennsylvania-based broker-dealer firm Janney Montgomery Scott has received more than 100 complaints from customers and regulatory authorities. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Janney Montgomery Scott (CRD# 463). Established in Pennsylvania […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on April 4, 2017 indicate that former New Jersey-based Janney Montgomery Scott broker/adviser Barry Klein has been the subject of customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 11, 2017 indicate that Pennsylvania-based Janney Montgomery Scott broker/adviser William Harvey has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Harvey (CRD# 2398782). William Harvey has spent 23 years in the […]

Public records published by the Financial Industry Regulatory Authority (FINRA) on July 6, 2016 indicate that Maryland-based Lombard Securities broker/adviser Charles Jenkins was discharged from his previous employer. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Jenkins (CRD# 3182100). Charles Jenkins has spent […]

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