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Articles Tagged with Janney Montgomery Scott

FINRA, the Financial Industry Regulatory Authority, has barred Paul Pitsironis (CRD#: 2804907), from the securities industry for allegedly stealing from a customer, according to his BrokerCheck report accessed on September 12, 2019. All three of the disclosures on Paul Pitsironis’s BrokerCheck record stem from the allegation that he stole $411,000 from a client’s account while […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 22, 2019 indicate that former Rhode Island-based Janney Montgomery Scott broker/adviser Barbara Kenerson has received pending customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Kenerson […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 20, 2019 indicate that New York-based Janney Montgomery Scott broker/adviser Steven Dolgin has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Dolgin (CRD# 1202513). Steven Dolgin has spent 35 years in […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2018 indicate that New Jersey-based Janney Montgomery Scott broker/adviser Michael Applebaum has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Applebaum (CRD# 1628443). Michael Applebaum has spent 31 […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 17, 2018 indicate that New York-based Janney Montgomery Scott broker/adviser Laurence Braunstein recently received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Braunstein (CRD# 1220577). Laurence Braunstein has spent 34 years […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 30, 2018 indicate that Florida-based Janney Montgomery Scott broker/adviser Barry Falk has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Falk (CRD# 870874). Barry Falk has spent 38 years in […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 20, 2017 indicate that Pennsylvania-based Janney Montgomery Scott broker/adviser Andrew Vitek is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Vitek (CRD# 2305884). Andrew Vitek has spent 24 years in […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 22, 2017 indicate that former Massachusetts-based Janney Montgomery Scott broker/adviser John Marsh is involved in a pending customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 21, 2017 indicate that Massachusetts-based Janney Montgomery Scott broker/adviser Timothy Moynihan is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Moynihan (CRD# 1904606) Timothy Moynihan has spent 28 years […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 13, 2017 indicate that Massachusetts-based Janney Montgomery Scott broker/adviser Richard Baum has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Baum (CRD# 15065). Richard Baum has spent 45 years in […]

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