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Articles Tagged with HD Vest Investment Services

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 10, 2018 indicate that Connecticut-based HD Vest Investment Services broker/adviser Erin Verespy has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Verespy (CRD# 2727866). Erin Verespy has spent 22 years […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 27, 2018 indicate that former Texas-based HD Vest Investment Services broker Donna Barnard, who has received more than ten pending customer disputes, is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on April 11, 2017 indicate that South Carolina-based HD Vest Investment Services broker James Legg has received numerous unsatisfied tax liens. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Legg (CRD# 2698698). James Legg has spent twenty years in […]

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