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Articles Tagged with forgery

David Rockwell (CRD#: 4236377) of Fort Myers, Florida became involved in a pending customer dispute on July 12, 2019 after a client alleged that he engaged in “forgery and fraud,” according to his BrokerCheck report accessed on August 27, 2019.  The claimant is requesting $700,000 in damages. This was preceded by a claim filed on […]

The Financial Industry Regulatory Authority Department of Enforcement (FINRA) has filed a complaint against former stock broker, Darrell W. Mikulencak for forging a notary’s seal on his client’s accounts.

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