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Articles Tagged with First Financial Equity Corporation

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 13, 2019 indicate that former Arizona-based First Financial Equity Corporation broker Stephen Whittaker has received a pending customer dispute and was recently terminated from his former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 12, 2019 indicate that former Arizona-based First Financial Equity Corporation broker/adviser Robert High, who has been named in an FBI investigation, was recently discharged from a former employer in connection to alleged rule violations and is currently not affiliated with any […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 16, 2019 indicate that former Colorado-based First Financial Equity Corporation broker/adviser Daniel Levine has been sanctioned by FINRA in connection to alleged rule violations and barred from acting as a broker or otherwise associating with a broker-dealer firm. Fitapelli Kurta is […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 1, 2017 indicate that former Arizona-based First Financial Equity Corporation broker/adviser Brian Saas was discharged from a former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to […]

Fitapelli Kurta is investigating customer complaints against stock broker Eric Kammerer.  Mr. Kammerer is currently registered with First Financial Equity Corporation in Greenwood Village, Colorado.  He was previously registered with Wells Fargo Advisors in Aurora. On July 15, 2014, Eric Kammerer and the Financial Industry Regulatory Authority (FINRA) entered into a letter of acceptance, waiver […]

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