Super Lawyers
AVVO
Million Dollar Advocates Forum
Martindale-Hubbell

Articles Tagged with First Allied Securities

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 20, 2019 indicate that former California-based First Allied Securities broker/adviser Shlomo Strugano has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Strugano (CRD# 3108780). Shlomo Strugano has spent 16 […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 14, 2018 indicate that California-based broker-dealer First Allied Securities has been sanctioned by FINRA in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding First Allied Securities (CRD# 32444). Established in New […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 28, 2018 indicate that California-based First Allied Securities broker/adviser Marsha Lee has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Lee (CRD# 1028237). Marsha Lee has spent 36 years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 26, 2018 indicate that former Arizona-based First Allied Securities broker/adviser Kevin Palmer was recently discharged from his former employer and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 16, 2018 indicate that New York-based First Allied Securities broker/adviser Douglas Hyer has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hyer (CRD# 254358). Douglas Hyer has spent 48 years […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 16, 2018 indicate that Florida-based First Allied Securities broker/adviser David Kennon is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Kennon (CRD# 4459476). David Kennon has spent sixteen years in the […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 16, 2018 indicate that Arizona-based First Allied Securities broker/adviser Travis Blaser has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Blaser (CRD# 4228055). Travis Blaser has spent seventeen years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 23, 2017 indicate that former Missouri-based First Allied Securities broker/adviser Sean Brady, who is involved in a pending customer dispute, was discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 30, 2017 indicate that former Washington-based First Allied Securities broker Charles Lundell has been sanctioned by FINRA and suspended from acting as a broker. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lundell (CRD# 314440). […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 11, 2017 indicate that Florida-based First Allied Securities broker/adviser Robert Weissbein has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Weissbein (CRD# 1089065). Robert Weissbein has spent 31 years in […]

Contact Information