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Articles Tagged with First Allied Securities

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 28, 2018 indicate that California-based First Allied Securities broker/adviser Marsha Lee has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Lee (CRD# 1028237). Marsha Lee has spent 36 years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 26, 2018 indicate that former Arizona-based First Allied Securities broker/adviser Kevin Palmer was recently discharged from his former employer and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 16, 2018 indicate that New York-based First Allied Securities broker/adviser Douglas Hyer has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hyer (CRD# 254358). Douglas Hyer has spent 48 years […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 16, 2018 indicate that Florida-based First Allied Securities broker/adviser David Kennon is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Kennon (CRD# 4459476). David Kennon has spent sixteen years in the […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 16, 2018 indicate that Arizona-based First Allied Securities broker/adviser Travis Blaser has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Blaser (CRD# 4228055). Travis Blaser has spent seventeen years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 23, 2017 indicate that former Missouri-based First Allied Securities broker/adviser Sean Brady, who is involved in a pending customer dispute, was discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 30, 2017 indicate that former Washington-based First Allied Securities broker Charles Lundell has been sanctioned by FINRA and suspended from acting as a broker. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lundell (CRD# 314440). […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 11, 2017 indicate that Florida-based First Allied Securities broker/adviser Robert Weissbein has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Weissbein (CRD# 1089065). Robert Weissbein has spent 31 years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 30, 2017 indicate that former Florida-based First Allied Securities broker/adviser Gregory Levine was terminated from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 22, 2017 indicate that former Hawaii-based First Allied Securities broker/adviser John Kai was recently sanctioned by FINRA and suspended from acting as a broker. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Kai (CRD# 2163244). […]

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