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Articles Tagged with FELTL & Co.

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 16, 2016 indicate that Minnesota-based Feltl & Company broker Timothy O’Brien has been sanctioned by FINRA. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. O’Brien (CRD# 1182298). Timothy O’Brien has […]

Publicly available records provided by the Financial Industry Regulatory Authority indicate that Minnesota-based Feltl broker/adviser Timothy Wynne has received resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Wynne (CRD# 1485399). Timothy Wynne has spent 30 years in the […]

Fitapelli Kurta is investigating complaints from customers against Minneapolis, Minnesota brokerage firm, Feltl & Co.  The firm was fined $1 million on September 2, 2014 by the Financial Industry Regulatory Authority, or FINRA for the sales practices related to penny stocks.  Feltl & Co. is based in Minneapolis and currently has 113 registered representatives. According […]

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