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Articles Tagged with Customer Disputes

William Baum (CRD#: 1528847), a registered representative with Great American Investors, Inc. in Overland Park, Kansas, is currently involved in a pending customer dispute, according to his BrokerCheck record accessed on November 12, 2019. On September 10, 2019, William Baum became involved in a customer dispute in which clients allege that he “failed to recommend […]

William Campbell (CRD#: 1180015), a 19-year veteran of the securities industry whose experience spans four firms, has six disclosures on his BrokerCheck report accessed on July 30, 2019. These include three customer disputes, which involve allegations of unsuitable recommendations. He is currently registered with David Lerner Associates, Inc. (CRD#: 5397) of White Plains, New York. […]

Adam Lunceford (CRD#: 4686499), a 15-year veteran of the securities industry whose experience spans five firms, is currently a Scottsdale, Arizona-based registered representative with LPL Financial. He does business as the Householder Group. On June 26, 2019, he became involved in a customer dispute that alleged that he “disregarded the Claimant’s objectives by recommending that […]

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