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Articles Tagged with customer dispute

Nancy Glassman (CRD#: 1734992), currently a registered representative with Morgan Stanley in New York, New York, is involved in a pending dispute in which a client is alleging unsuitability regarding a wrap account, according to her BrokerCheck record accessed on August 13, 2019. The complaint was filed on May 21, 2019 and the client is […]

Trevor Rahn (CRD#: 2196155), a 26-year veteran of the securities industry whose experience spans five firms, is involved in a pending customer dispute filed on June 12, 2019 in which a client alleges that “[the] financial advisor engaged in a pattern of unauthorized trading and margin use in customer’s account in order to generate commissions […]

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