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Articles Tagged with Concorde Investment Services

Robert S. Smith (CRD#: 1412333), a registered representative with Concorde Investment Services, LLC of Lake Oswego, Oregon, does business as Peregrine Private Capital Corporation and specializes in alternative investments. He is currently involved in a $1.1 million dispute regarding private placements, according to his BrokerCheck report accessed on September 3, 2019. According to his broker […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 30, 2017 indicate that Michigan-based Concorde Investment Services broker/adviser Paul Mallory is involved in several pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Mallory (CRD# 4954768). Paul Mallory has spent eleven years […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) on September 27, 2016 indicate that Michigan-based Concorde Investment Services broker/adviser Mark Kosanke has received customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Kosanke (CRD# 2317906). Mark Kosanke has spent 22 […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on October 3, 2016 indicate that California-based Concorde Investment Services broker/adviser Gary Hughes has been the subject of a customer complaint and a regulatory sanction. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding […]

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