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Articles Tagged with complaint

Former California-based NI Advisors broker/adviser Alfred Chan has been sanctioned by FINRA. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Chan (CRD# 4473594). Alfred Chan has spent thirteen years in the securities industry and was most recently registered with NI Advisors in Oakland, […]

New York-based Morgan Stanley and Stifel Nicolaus broker Chuck Roberts is the subject of several customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Roberts (CRD# 2064602). Chuck Roberts has spent 25 years in the securities industry and has been registered with […]

The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Massachusetts-based Morgan Stanley broker/adviser Christopher Stoddard (CRD# 2773797). Christopher Stoddard has spent nineteen years in the securities industry and has been registered with Morgan Stanley in Norwell, Massachusetts since 2009. He was previously registered with Citigroup […]

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