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Articles Tagged with Commonwealth Financial Network

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 16, 2019 indicate that California-based Commonwealth Financial Network broker/adviser Kurt Jackson has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Jackson (CRD# 2913769). Kurt Jackson has spent 21 years in […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 6, 2018 indicate that Massachusetts-based Commonwealth Financial Network broker/adviser Jason Dohaney has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Dohaney (CRD# 5361861). Jason Dohaney has spent eleven years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 14, 2018 indicate that Iowa-based Commonwealth Financial Network broker/adviser Michael Hefner has been the subject of a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hefner (CRD# 2949943). Michael Hefner has spent 20 […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 6, 2017 indicate that New York-based Commonwealth Financial Network broker James Haskins is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Haskins (CRD# 2319076). James Haskins has spent 24 […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 19, 2016 indicate that California-based Commonwealth Financial Network broker/adviser Joanne Astle has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Astle (CRD# 851648). Joanne […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 18, 2016 indicate that Texas-based Commonwealth Financial Network broker/adviser Kris Maksimovich has received a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Maksimovich (CRD# 4185617). Kris Maksimovich […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 14, 2016 indicate that North Carolina-based Commonwealth Financial Network broker/adviser James King III, also known as Jim King III has received resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who […]

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