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Articles Tagged with Capital Portfolio Management

Chuck Laubach (CRD#: 1097453), a 36-year veteran of the securities industry whose career spans seven firms and who is currently registered with Capital Portfolio Management in Timonium, Maryland, entered into an AWC on June 20, 2019 in which he consented to a ten-day suspension by FINRA for effecting discretionary transactions without proper authorization, according to […]

Public records published by the Financial Industry Regulatory Authority (FINRA) on April 24, 2017 indicate that Maryland-based Capital Portfolio Management broker/adviser Charles Laubach has been named in a pending FINRA complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Laubach (CRD# 1097453). Charles Laubach has spent 34 years in the […]

Public records published by the Financial Industry Regulatory Authority (FINRA) on November 10, 2016 indicate that Maryland-based Capital Portfolio Management broker/adviser Alexander Brown III has been sanctioned by FINRA. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Brown (CRD# 31944). Alexander Brown has […]

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