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Articles Tagged with Capital financial services

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 7, 2019 indicate that Florida-based Capital Financial Services broker/adviser William Gordon has received several resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Gordon (CRD# 2127800). William Gordon ha spent 26 […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 26, 2018 indicate that Texas-based Capital Financial Services broker/adviser Mark Sitter has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sitter (CRD# 1810591). Mark Sitter has spent […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 11, 2017 indicate that Wisconsin-based Capital Financial Services broker/adviser Randall Behnke has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Behnke (CRD# 4417290). Randall Behnke has spent 15 years […]

Fitapelli Kurta is interested in hearing from investors who have complaints regarding investments made with Knuttilla Financial Services, which offers securities through Capital Financial Services (CRD# 8408) and whose registered principal is Steven Knuttila (CRD# 3039112). Knuttila Financial is based in Perham, Minnesota and offers investments in alternative products, closed-end funds, certificates of deposit, corporate […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on November 14, 2016 indicate that Massachusetts-based Capital Financial Services broker Swan Shen has received three regulatory sanctions. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Shen (CRD# 3036612). Swan Shen has […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 8, 2016 indicate that Capital Financial Services broker/adviser William Fauzio has received several customer complaints and regulatory sanctions. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Fauzio (CRD# 2193834). William […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 5, 2016 indicate that North Dakota-based Capital Financial Services broker Robert Labonte has been the subject of several customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Labonte (CRD# […]

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