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Articles Tagged with Cambridge Investment Research

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 28, 2018 indicate that Virginia-based Cambridge Investment Research broker/adviser Alan Dole has received pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Dole (CRD# 4904989). Alan Dole has spent 13 years in the […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 6, 2018 indicate that Cambridge Investment Research have been ordered to pay an award of $210,000 to an investor as the result of a FINRA arbitration concerning alleged rule violations. Fitapelli Kurta is interested in hearing from investors who have […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 15, 2018 indicate that Massachusetts-based Cambridge Investment Research broker/adviser Gary Boyt has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Boyt (CRD# 3199337). Gary Boyt has spent 19 years in the […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 29, 2018 indicate that Georgia-based Cambridge Investment Research broker/adviser John Grillo has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Grillo (CRD# 2643787). John Grillo has spent 23 years in […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 2, 2018 indicate that North Carolina-based Cambridge Investment Research broker/adviser Stephanie Abee has received several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Abee (CRD# 5888654). Stephanie Abee has spent seven years in the […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 2, 2018 indicate that North Carolina-based Cambridge Investment Research broker Robert Abee has received a customer dispute and regulatory sanctions. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Abee (CRD# 862576). Robert Abee has spent […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 20, 2018 indicate that Texas-based broker Anselmo Contreras recently resigned from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Contreras (CRD# 4095453). Anselmo Contreras has spent […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on April 18, 2017 indicate that Wisconsin-based Cambridge Investment Research broker/adviser Eric Wegner has been the subject of several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Wegner (CRD# 2044977). Eric Wegner has spent seventeen years in […]

Public records published by the Financial Industry Regulatory Authority (FINRA) on September 29, 2016 indicate that Wisconsin-based Cambridge Investment Research broker/adviser Eric Wegner has received resolved or pending customer disputes. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Eric Wegner (CRD# 2044977). Eric […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) on August 22, 2016 indicate that Florida-based Cambridge Investment Research broker/adviser Carl Labruna has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Labruna (CRD# 1490627). Carl Labruna […]

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