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Articles Tagged with breach of contract

Anthony Joslin (CRD#: 2281191), a registered representative with Garden State Securities, Inc. of Red Bank, New Jersey, is currently involved in a dispute in which a client alleges “negligence, breach of contract, breach of fiduciary duty, fraud and misrepresentation,” according to his BrokerCheck report accessed on September 5, 2019. The client, who filed the complaint […]

Bob Weissbein (CRD#: 1089065), a registered representative with First Allied Securities, Inc. of Davie, Florida who does business as Complete Financial Inc., is currently involved in a dispute in which a client alleges he recommended unsuitable investments, breached his fiduciary duty, and engaged in negligence, according to his BrokerCheck record accessed on August 22, 2019. […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on July 18, 2016 indicate that Pennsylvania-based Raymond James broker/adviser Richard Pascoe is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Pascoe (CRD# 1535528). Richard […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 18, 2016 indicate that Colorado-based Presidential Brokerage broker/adviser Jason McBride has received several customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. McBride (CRD# 1875972). Jason McBride has spent […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 14, 2016 indicate that New York-based Salomon Whitney Financial broker Douglas Leone is the subject of several customer complaints and a pending regulatory complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 11, 2016 indicate that New Jersey-based Securian Financial Services broker/adviser Lloyd Winkler has been the subject of settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. […]

Public records published by the Financial Industry Regulatory Authority (FINRA) on July 6, 2016 indicate that Nebraska-based Calton & Associates broker/adviser David Pimper has received numerous customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Pimper (CRD# 1257514). David Pimper has spent […]

Public records published by the Financial Industry Regulatory Authority (FINRA) on July 5, 2016 indicate that Florida-based Raymond James Financial Services broker/adviser Ramesh Madhusudan is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Madhusudan (CRD# 5389923). […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 16, 2016 indicate that New Jersey-based E1 Asset Management broker Shaun Grimaldi has received customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Grimaldi (CRD# 4529021). Shaun Grimaldi has […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 7, 2016 indicate that MKG Financial Group broker/adviser Mark Gaskill has received customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Gaskill (CRD# 848103). Mark Gaskill has spent 38 […]

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