Super Lawyers
Million Dollar Advocates Forum
BBB Accredited Business

Articles Tagged with annuities

Marty Batstone (CRD#: 2171601), formerly a registered representative with Newbridge Securities Corporation (CRD#: 104065) in San Diego, California, is currently under investigation by FINRA. On August 16, 2019, the Financial Industry Regulatory Authority, recommended that disciplinary action be brought against him. FINRA alleges that Marty Batstone violated FINRA Rules 2150 and 2010 by allegedly stealing […]

Larry Peggs (CRD#: 1219721), currently a registered representative with Ameriprise Financial Services, Inc. in Seminole, Florida, is involved in a pending customer dispute regarding the dispersal of annuity death benefits. According to Peggs’ BrokerCheck report accessed on August 6, 2019, “the estate of a decedent and the decedent’s ex-wife, allege that AFSI, Peggs and several […]

Rick Latta (CRD#: 1532421), a 33-year veteran of the securities industry whose experience spans seven firms, is involved in customer dispute regarding annuity allocations and allegations that his investment strategy is too conservative. He is currently registered with Kovack Securities Inc. of Weston, Florida, according to his BrokerCheck report accessed on July 31, 2019. On […]

John Dobbertin (CRD#: 3254308), a 19-year veteran of the securities industry who is currently a broker registered with American Portfolios Financial Services, Inc (CRD#: 18487) and doing business as Lexington Financial Services in Fayetteville, New York, has four disclosures on his BrokerCheck record as of July 15, 2019. Before his current position, he worked at […]

Contact Information