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Articles Tagged with Ameritas Investment Corporation

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 12, 2019 indicate that former South Dakota-based Ameritas Investment Corporation broker/adviser James Anderson was recently discharged from a former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 23, 2017 indicate that former Arizona-based Ameritas Investment Corporation broker/adviser Daniel Kittner recently resigned from his former employer in connection to alleged policy violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 10, 2017 indicate that former Tennessee-based Ameritas Investment Corporation broker/adviser Thomas Lawrence has been named in a pending FINRA complaint. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lawrence (CRD# 1839619). Thomas Lawrence has spent 27 […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on August 8, 2017 indicate that former California-based Ameritas Investment Corporation broker Sheik Khan has been sanctioned by the Securities and Exchange Commission (SEC) and barred from acting as a broker or investment adviser or otherwise associating with firms that sell securities or provide […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 9, 2017 indicate that former North Carolina-based Ameritas Investment Corporation broker/adviser Alonza Barnett Jr., also known as Al Barnett, has been sanctioned by FINRA and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on Janaury 25, 2017 indicate that Florida-based Ameritas Investment Corporation broker/adviser Thomas Carreras has been named in a pending customer complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Carreras (CRD# 1815164). Thomas Carreras has spent 28 years in […]

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