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Articles Tagged with Ameriprise Financial Services

Larry Peggs (CRD#: 1219721), currently a registered representative with Ameriprise Financial Services, Inc. in Seminole, Florida, is involved in a pending customer dispute regarding the dispersal of annuity death benefits. According to Peggs’ BrokerCheck report accessed on August 6, 2019, “the estate of a decedent and the decedent’s ex-wife, allege that AFSI, Peggs and several […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 26, 2019 indicate that Kansas-based Ameriprise Financial Services broker/adviser Mitchell Black has received customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Black (CRD# 4664345). Mitchell Black has spent 15 years in the securities industry […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 12, 2019 indicate that Florida-based Ameriprise Financial Services broker/adviser Keith Kordich has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kordich (CRD# 2743797). Keith Kordich has spent 21 years […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 22, 2019 indicate that Wisconsin-based Ameriprise Financial Services broker/adviser Ronald Kresel has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kresel (CRD# 2202293). Ronald Kresel has spent […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 21, 2019 indicate that Georgia-based Ameriprise Financial Services broker/adviser Audrey Croft has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Croft (CRD# 4178028). Audrey Croft has spent 18 years in […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 7, 2019 indicate that former Michigan-based Ameriprise Financial Services broker/adviser Alexander Waschull has received a pending customer complaint and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Waschull […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 31, 2019 indicate that Oklahoma-based Ameriprise Financial Services broker/adviser Bruce Smith has received a pending customer complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Smith (CRD# 2245021). Bruce Smith has spent 26 years in […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 11, 2019 indicate that Florida-based Ameriprise Financial Services broker/adviser Michael Cowan has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Cowan (CRD# 55587). Michael Cowan has spent 48 years in […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 9, 2019 indicate that Michigan-based Ameriprise Financial Services broker/adviser Timothy Dijak was recently discharged from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Dijak (CRD# 1278867). […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 16, 2018 indicate that California-based Ameriprise Financial Services broker/adviser Stan Leavitt has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Leavitt (CRD# 2571093). Stan Leavitt has spent 23 years […]

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