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Articles Tagged with Ameriprise Financial Services

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 7, 2019 indicate that former Michigan-based Ameriprise Financial Services broker/adviser Alexander Waschull has received a pending customer complaint and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Waschull […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 31, 2019 indicate that Oklahoma-based Ameriprise Financial Services broker/adviser Bruce Smith has received a pending customer complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Smith (CRD# 2245021). Bruce Smith has spent 26 years in […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 11, 2019 indicate that Florida-based Ameriprise Financial Services broker/adviser Michael Cowan has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Cowan (CRD# 55587). Michael Cowan has spent 48 years in […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 9, 2019 indicate that Michigan-based Ameriprise Financial Services broker/adviser Timothy Dijak was recently discharged from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Dijak (CRD# 1278867). […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 16, 2018 indicate that California-based Ameriprise Financial Services broker/adviser Stan Leavitt has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Leavitt (CRD# 2571093). Stan Leavitt has spent 23 years […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 15, 2018 indicate that Massachusetts-based Ameriprise Financial Services broker/adviser Alfred Weaver has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Weaver (CRD# 460549). Alfred Weaver has spent 50 years […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 26, 2018 indicate that former Georgia-based Ameriprise Financial Services broker/adviser William Davis was recently terminated from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2018 indicate that Missouri-based Ameriprise Financial Services broker/adviser Mary Schumacher has received a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Schumacher (CRD# 1835267). Mary Schumacher has spent 30 years in the securities […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 21, 2018 indicate that California-based Ameriprise Financial Services broker/adviser Robert Roth recently received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Roth (CRD# 1897551). Robert Roth has spent 29 years in the […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 10, 2018 indicate that Georgia-based Ameriprise Financial Services broker/adviser Eric Stuckey has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Stuckey (CRD# 2445666). Eric Stuckey has spent 24 years in […]

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