Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on June 12, 2017 indicate that California-based Ameriprise Financial Services broker/adviser Stanley Cohen has been the subject of customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Cohen (CRD# 1493789).
Stanley Cohen has spent 31 years in the securities industry and has been registered with Ameriprise Financial Services in Calabasas, California since 1988. Previous registrations include IDS Life Insurance Company in Minneapolis, Minnesota (1988-2006) and Direct Capital Corporation (1986-1989). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); Series 6 (Investment Company Products/Variable Contracts Representative Examination); and Series 22 (Direct Participation Programs Representative Examination). He is a registered broker and investment adviser with 17 US states and territories: Arizona, California, Colorado, the District of Columbia, Florida, Georgia, indiana, Missouri, Montana, Nevada, New Jersey, New Mexico, North Carolina, South Dakota, Texas, Virginia, and Washington.
According to his BrokerCheck report, he has received two customer complaints.
In 2006 a customer alleged Stanley Cohen, while employed at Ameriprise Financial Services, made an unsuitable investment recommendation. The complaint settled for more than $800.
In 2002 a customer alleged Stanley Cohen, while employed at American Express Financial Advisors, recommended and failed to adequately explain unsuitable investments. The complaint settled in 2003 for more than $2,500.
If you or someone you know has lost money investing with Stanley Cohen, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.