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Samuel Delgado-Aponte Has Received Two Customer Complaints

Samuel Delgado-Aponte Public records published by the Financial Industry Regulatory Authority (FINRA) on January 3, 2017 indicate that Puerto Rico-based Oriental Financial Services broker Samuel Delgado-Aponte has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Delgado-Aponte (CRD# 2994526).

Samuel Delgado-Aponte has spent eighteen years in the securities industry and has been registered with Oriental Financial Services in Guaynabo, Puerto Rico since 2010. Previous registrations include UBS Financial Services in San Juan, Puerto Rico; UBS Financial Services Incorporated of Puerto Rico in San Juan, Puerto Rico; and Popular Securities in San Juan, Puerto Rico. He is a registered broker with two US states and territories: Florida and Puerto Rico.

According to his BrokerCheck report, Samuel Delgado-Aponte has received two customer complaints and two pending customer complaints.

In 2015 a customer alleged Samuel Delgado-Aponte, while employed at UBS Financial Services, recommended unsuitable and over-concentrated investments in Puerto Rican closed-end funds. The complaint settled in December 2016 for more than $45,900.

In 2015 a customer alleged Samuel Delgado-Aponte, while employed at UBS Financial Services, misrepresented material facts, over-concentrated investments, and recommended unsuitable Puerto Rican closed-end funds. The customer is seeking $450,000 in damages in the pending complaint.

In 2014 a customer alleged he, while employed at UBS Financial Services, recommended unsuitable and over-concentrated investments. The customer is seeking $100,000-500,000 in damages in the pending complaint.

In 2014 a customer alleged he, while employed at UBS Financial Services, misrepresented material facts, made unsuitable recommendations, and over-concentrated investments. The complaint settled in November 2016 for $207,500.

If you or someone you know has a complaint regarding Samuel Delgado-Aponte, call Fitapelli Kurta’s experienced attorneys at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.

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