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Ryan Beal Was “Permitted to Resign” Following Rule Violations

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Ryan BealPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 7, 2017 indicate that former Ohio-based Ameriprise Financial Services broker/adviser Ryan Beal has received a customer disputes and resigned from his former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Beal (CRD# 3177701).

Ryan Beal has spent 15 years in the securities industry and was most recently registered with Ameriprise Financial Services in Columbus, Ohio (2013-2017). Previous registrations include Cuso Financial Services in Westerville, Ohio (2009-2013); SummitAlliance Securities in Dallas, Texas (2008); Cornerstone Financial Services in Greenfield, Indiana (2008); Raymond James Financial Services in Dublin, Ohio (2005-2006); American Express Financial Advisors in Minneapolis, Minnesota (2002-2005); IDS Life Insurance Company in Minneapolis, Minnesota (2002-2005); and New England Securities in New York, New York (1999-2002). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on March 5, 2010; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on February 15, 2008; Series 7 (General Securities Representative Examination), which he obtained on August 28, 2002; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on February 5, 1999. He is currently not registered with any state or firm.

According to his FINRA BrokerCheck report, he recently resigned from his former employer in connection to alleged rule violations and has received one customer complaint.

In August 2017 Ryan Beal was “permitted to resign” from his position at Ameriprise Financial Services while he was under internal review in connection to allegations he exercised discretionary authority in non-discretionary accounts.

In 2006 a customer alleged Ryan Beal, while employed at Ameriprise Financial Services, recommended an unsuitable variable universal life insurance product. The complaint settled with a cancellation of the insurance and a return of the premiums paid, totaling $8,298.16.

If you or someone you know has lost money investing with Ryan Beal, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.