Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 2, 2018 indicate that former Michigan-based Merrill Lynch broker/adviser Ronald Loeb has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Loeb (CRD# 859652).
Ronald Loeb has spent 38 years in the securities industry and has been registered with Merrill Lynch in Bloomfield Hills, Michigan (1978-2017). He has no previous registrations. He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on August 17, 1994; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on November 12, 1979; Series 32 (Limited Futures Exam-Regulation), which he obtained on November 30, 1978; and Series 7 (General Securities Representative Examination), which he obtained on November 18, 1978. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received three customer complaints and two denied customer complaints.
In 2017 a customer alleged he, while employed at Merrill Lynch, recommended unsuitable products and made misrepresentations of material facts. The customer sought more than $52,100 in damages in the pending complaint.
In 2012 a customer alleged Ronald Loeb, while employed at Merrill Lynch, misrepresented material facts and recommended unsuitable investments. The complaint settled for $95,000.
In 2005 a customer alleged he, while employed at Merrill Lynch, recommended unsuitable corporate bond investments. The customer sought $30,000 in damages in the complaint, which was denied.
In 2003 a customer alleged Ronald Loeb, while employed at Merrill Lynch, agreed to assume his loss in a Tyco investment. The complaint settled for $19,483.
In 1995 a customer alleged Ronald Loeb, while employed at Merrill Lynch, recommended unsuitable investments. The complaint settled for $10,000.
If you have complaints regarding Ronald Loeb, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recover your losses. All cases are taken on a contingency basis: we only get paid if and when you collect money. The law sets a limited window to file complaints, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.