Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 19, 2018 indicate that South Carolina-based Wells Fargo Advisors Financial Network broker/adviser Robin Ernst is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Ernst (CRD# 1892697).
Robin Ernst has spent 15 years in the securities industry and has been registered with Wells Fargo Advisors Financial Network in Greenville, South Carolina since 2015. Previous registrations include Raymond James & Associates in Greenville, South Carolina (2005-2015) and Morgan Stanley DW in Purchase, New York (2002-2005). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on August 31, 2005; Series 66 (Uniform Combined State Law Examination), which he obtained on October 16, 2002; Series 7 (General Securities Representative Examination), which he obtained on September 16, 2002; and Series 3 (National Commodity Futures Examination), which he obtained on October 10, 1988. He is a registered broker and investment adviser with eleven US states and territories; California, Colorado, Connecticut, Florida, Illinois, Maryland, New York, North Carolina, South Carolina, Texas, and Virginia.
According to his BrokerCheck report, he has received one pending customer complaint and one denied customer complaint.
In November 2017 a customer alleged Robin Ernst, while employed at Raymond James & Associates, made unsuitable investment recommendations, over-concentrated investments, violated state securities laws, breached his fiduciary duty, committed common law fraud, committed constructive fraud, negligently misrepresented material facts, breached contract, breached his fiduciary duty, and made unsuitable trades. The customer is seeking $128,000 in damages in the pending complaint.
In 2005 a customer alleged Robin Ernst, while employed at Morgan Stanley DW, placed an unauthorized open sell on a certain stock. The customer sought unspecified damages in the complaint, which was denied.
If you have lost money investing with Robin Ernst, call Fitapelli Kurta at 877-238-4175 without delay. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited by law, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.a