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Robin Bartolomei, Terminated Michigan Broker, Involved in Investor Dispute Over Suitability

Robin Bartolomei (CRD#: 2249156), a registered representative with CFD Investments, Inc. (CRD#: 25427) and a Registered Investment Adviser (RIA) with Creative Financial Designs, Inc. (CRD#: 109032) in Rochester, Michigan, is currently involved in a pending investor dispute over suitability, according to their BrokerCheck record accessed on July 20, 2020. What happened to lead to this dispute? Read on to learn more. 

Robin Bartolomei

On June 2, 2020, a client alleged that Robin Bartolomei made unsuitable investment recommendations. This investor dispute is pending. 

This investor dispute comes one month after Robin Bartolomei was discharged from a firm. On May 8, 2020, Wells Fargo Clearing Services LLC terminated Robin Bartolomei after the firm found that Robin Bartolomei recommended unsuitable investments. The firm also found that this broker did not complete a trade approval worksheet. 

Robin Bartolomei has passed the Series 65 – Uniform Investment Adviser Law Examination, the Series 63 – Uniform Securities Agent State Law Examination, the SIE – Securities Industry Essentials Examination, and the Series 7 – General Securities Representative Examination. He is a broker and Registered Investment Adviser (RIA) in Michigan. 

Over their 27-year career in the securities industry, Robin Bartolomei has worked for many firms. In addition to  CFD Investments, Inc. (CRD#: 25427) and Creative Financial Designs, Inc. (CRD#: 109032), they have also worked for the following firms:

  • J.W. Cole Financial, Inc. (CRD#: 124583)
  • Wells Fargo Clearing Services LLC (CRD#: 19616)
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#: 7691)
  • Morgan Stanley DW, Inc. (CRD#: 7556)
  • Fahnestock & Co., Inc. (CRD#: 249)
  • First of Michigan Corporation (CRD#: 311)
  • Mariner Financial Services, Inc. (CRD#: 8292)

If Robin Bartolomei was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta to learn more about your options for investment loss recovery. Call (877) 238-4175 or email info@fkesq.com for your free case consultation with a securities attorney. 

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