Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 11, 2017 indicate that Florida-based First Allied Securities broker/adviser Robert Weissbein has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Weissbein (CRD# 1089065).
Robert Weissbein has spent 31 years in the securities industry and has been registered with First Allied Securities in Cooper City, Florida since 2014. Previous registrations include Capital Guardian in Cooper City, Florida (2012-2014); Newbridge Securities Corporation in Davie, Florida (2007-2013); United Securities Alliance in Plantation, Florida (2003-2007); The Investment Center in Bedminster, New Jersey (2002); US Securities & Futures Corporation in New York, New York; Linsco/Private Ledger Corporation in Boston, Massachusetts; the Dreyfus Service Corporation in New York, New York (1993-1994); North American Management in Sioux Falls, South Dakota (1990-1991); and Thomson McKinnon Securities (1983-1988). He is a registered broker and investment adviser with nine US states and territories: Arizona, Florida, Massachusetts, New Jersey, New York, North Carolina, South Carolina, Tennessee, and Texas.
According to his BrokerCheck report, he has received one pending customer complaint.
In June 2017 a customer alleged Robert Weissbein, while employed at Capital Guardian, recommended unsuitable investments, failed to disclose risks, breached his fiduciary duty, acted negligently, failed in his supervisory duties, breached contract, and misrepresented material facts. The customer is seeking $90,000 in damages in the pending complaint.
If you have lost money investing with Robert Weissbein, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.