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Robert Stabell Under Investigation For making Unauthorized Trades

Robert Stabell Public records published by the Financial Industry Regulatory Authority (FINRA) on October 1, 2016 indicate that New York-based Wells Fargo broker Robert Stabell is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Stabell (CRD# 432974).

Robert Stabell has spent 45 years in the securities industry and has been registered with Wells Fargo Advisors in New York, New York since 2003. Previous registrations include Prudential Securities in New York, New York; Thomson McKinnon Securities in New York, New York; Mosely Securities Corporation; Shearson Lehman Brothers; Kidder Peabody & Company; Shearson Loeb Rhodes; Shearson Hayden Stone; Hayden Stone; Brager & Company; Halle & Stieglitz; and Oppenheimer & Company. He is a registered broker with fourteen US states: Arizona, California, Connecticut, Florida, Illinois, Massachusetts, Montana, Nevada, New Jersey, New York, Oklahoma, Texas, Virginia, and Wisconsin.

According to his BrokerCheck report, Robert Stabell has received a pending customer complaint and was discharged from one former employer.

In August 2016 a customer alleged Robert Stabell, while employed at Wells Fargo Advisors, made unauthorized transactions and executed unsuitable trades. The customer is seeking $2,700,000 in damages in the pending complaint.

In 1982 Robert Stabell was terminated from Kidder Peabody “for filing a 14B form regarding Gulf Resources and Chemicals.”

If you have lost money investing with Robert Stabell, you may be able to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.

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