Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on October 19, 2016 indicate that former New York-based LPL Financial broker Robert Mahoney is currently not affiliated with any FINRA member broker-dealer firm. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Mahoney (CRD# 4698533).
Robert Mahoney has spent twelve years in the securities industry and was most recently registered with LPL Financial in Latham, New York, where he was employed from April 2007 through August 2016. Previous registrations include Princor Financial Services Corporation in Latham, New York (03/2006-03/2007); MML Investors Services, Inc. in Springfield, Massachusetts (10/2004-03/2006); and Pruce Securities, LLC in Newark, New Jersey (10/2003-07/2004). Mr. Mahoney has passed two securities examinations: Series 7 (General Securities Representative Examination) and Series 66 (Uniform Combined State Law Examination). Mr. Mahoney is currently not registered with any state or firm.
According to his BrokerCheck report, Robert Mahoney was recently discharged from his position at LPL Financial in Latham, New York.
In July 2016 Robert Mahoney was terminated from his position at LPL Financial. His disclosure pertaining to the termination provides the following description of allegations: “Terminated by related credit union based on alleged violations of its Standards of Conduct and Behavior pertaining to performance, document processing and interactions with other employees.”
If you have lost money investing with Robert Mahoney or LPL Financial, you may be entitled to recoup your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.