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Raymond Hopper: First Energy Solutions Complaints Settle for $99,000, $90,000, $80,000

Raymond HopperPublic records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 28, 2018 indicate that Michigan-based Morgan Stanley broker/adviser Raymond Hopper has received several pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Hopper (CRD# 2200873).

Raymond Hopper has spent 26 years in the securities industry and has been registered with Morgan Stanley in Bloomfield Hills, Michigan since 2009. Previous registrations include Citigroup Global Markets in Bloomfield Hills, Michigan (1995-2009); DMG Securities in Great Falls, Virginia (1994-1995); and FN Wolf & Company (1992-1994). He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on August 22, 2010; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 31, 1992; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 7 (General Securities Representative Examination), which he obtained on January 28, 1992. He is a registered broker and investment adviser with 22 US states and territories: Arizona, Arkansas, California, Colorado, the District of Columbia, Florida, Illinois, Indiana, Iowa, Kentucky, Maryland, Massachusetts, Michigan, Montana, New Jersey, New York, North Carolina, Ohio, Oregon, Texas, Washington, and Wisconsin. He is registered with four self-regulatory organizations (SROs): FINRA, NYSE American LLC, the Nasdaq Stock Market, and the New York Stock Exchange.

According to his BrokerCheck report, he has received four customer complaints.

In October 2018 a customer alleged Raymond Hopper, while employed at Morgan Stanley Smith Barney, recommended an investment in a bond whose backers changed, and which the customer would not have invested in if it were not backed by the original backer. The complaint settled for more than $99,100.

In October 2018 a customer alleged Raymond Hopper, while employed at Morgan Stanley Smith Barney, represented a bond backed by First Energy as a safe investment, though the bond was later no longer backed by First Energy. The complaint settled for more than $44,200.

In October 2018 a customer alleged Raymond Hopper, while employed at Morgan Stanley Smith Barney, recommended an unsuitable investment in a bond backed by First Energy, then later First Energy Solutions. The complaint settled for more than $80,600.

In 2017 a customer alleged he, while employed at Morgan Stanley Smith Barney, recommended an investment in a bond backed by First Energy that was later backed by First Energy Solutions. The complaint settled for $90,000.

If you have lost money investing with Raymond Hopper, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.

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