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Pedro Gonzalez Seijo Resigned While Under Review

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Pedro Gonzalez Seijo

Public records provided by the Financial Industry Regulatory Authority (FINRA) on July 11, 2016 indicate that former Puerto Rico-based TransAmerica broker Pedro Gonzalez Seijo is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Seijo (CRD# 2182912).

Pedro Gonzalez Seijo has spent 24 years in the securities industry and was most recently registered with TransAmerica Financial Investors in San Juan, Puerto Rico (1991-2009, 2009-2016). He is currently not registered with any state or firm.

According to his BrokerCheck report, Pedro Gonzalez Seijo has received two pending customer complaints and recently resigned from his position at TransAmerica Financial Advisors.

In May 2016, Pedro Gonzalez Seijo voluntarily resigned from his position at TransAmerica Financial Advisors while under “internal review” after allegations involving “unauthorized check withdrawals” from two clients’ variable annuity contracts and subsequent deposits into “an unauthorized account.”

In March 2016, a customer alleged Pedro Gonzalez Seijo, while employed at TransAmerica Financial Advisors, made “unauthorized withdrawals and subsequent check deposits” in connection to a variable annuity investment. The customer is seeking damages exceeding $5,000 in the pending complaint.

In March 2016, a customer alleged Pedro Gonzalez Seijo, while employed at TransAmerica Financial Advisors, executed “unauthorized withdrawals and subsequent check deposits” in relation to a variable annuity investment. The customer is seeking damages exceeding $5,000 in the pending complaint.

If you have complaints regarding Pedro Gonzalez Seijo, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.