Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 23, 2017 indicate that Connecticut-based Oppenheimer & Company broker/adviser Patrick Colligan has been the subject of denied customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Colligan (CRD# 1716546).
Patrick Colligan has spent 25 years in the securities industry and has been registered with Oppenheimer & Company in Stamford, Connecticut since 2013. Previous registrations include UBS Financial Services in Stamford, Connecticut (2012-2013); Morgan Stanley Smith Barney in Greenwich, Connecticut (2009-2012); Morgan Stanley & Company in Greenwich, Connecticut (2007-2009); Citigroup Global Markets in New York, New York (1999-2008); Merrill Lynch in New York, New York (1995-1999); and Oppenheimer & Company in New York, New York (192-1995). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on September 17, 2015; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 5, 1992; and Series 7 (General Securities Representative Examination), which he obtained on July 25, 1992. He is a registered broker and investment adviser with eleven US states and territories: Connecticut, Florida, Georgia, Hawaii, Maryland, Massachusetts, New Hampshire, New Jersey, New York, Texas, and Virginia. He is registered with nine self-regulatory organizations (SROs): the Chicago Board Options Exchange, the Chicago Stock Exchange, FINRA, NYSE American LLC, NYSE Arca Inc., Nasdaq ISE LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received two denied customer complaints.
In November 2017 a customer alleged Patrick Colligan, while employed at Oppenheimer & Company, executed detrimentally excessive bond trades. The customer sought $5,000 in damages in the complaint, which was denied.
In August 2017 a customer alleged Patrick Colligan, while employed at Oppenheimer & Company, executed unauthorized transactions in May 2017. The customer sought unspecified damages in the complaint, which was denied.
If you have lost money investing with Patrick Colligan, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.