Public records published by the Financial Industry Regulatory Authority (FINRA) on May 1, 2018 indicate that former Maine-based Purshe Kaplan Sterling Investments broker/adviser Park Johnson has received a customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Johnson (CRD# 1993266).
Park Johnson has spent 24 years in the securities industry and was most recently registered with Purshe Kaplan Sterling Investments in Brewer, Maine (2007-2013). He was previously registered with Securian Financial Services in Brewer, Maine (1990-2017). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on December 21, 1999; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on February 23, 1993; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on December 22, 1989; and Series 26 (Investment Company Products/Variable Contracts Principal Examination), which he obtained on June 29, 1995. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one customer complaint.
In October 2017 a party of customers alleged Park Johnson, while employed at Alpha Capital Advisors, which was doing business as Eagle Financial Strategies, recommended unsuitable investments in a publicly registered real estate investment trust (REIT). The complaint settled in January 2018 for $82,979.
If you have lost money investing with Park Johnson, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.