Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 24, 2019 indicate that Illinois-based Berthel Fisher & Company Financial Services broker/adviser Gordon Roberts has received resolved or pending customer complaints. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Roberts (CRD# 1474475). Gordon Roberts has […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 24, 2019 indicate that New Jersey-based Herbert J. Sims & Company broker Joseph Teifer has received pending customer complaints. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Teifer (CRD# 4837464). Joseph Teifer has spent 14 years […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 24, 2019 indicate that former Oregon-based Cetera Advisors broker/adviser George Merhoff, who has received numerous resolved or pending customer complaints, was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 24, 2019 indicate that Rhode Island-based Lincoln Financial Securities Corporation broker James Crosson was recently terminated from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Crosson (CRD# […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 13, 2019 indicate that California-based Stifel Nicolaus broker/adviser Joel Davidman has received a pending customer complaint and was recently sanctioned by state regulatory authorities. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Davidman (CRD# 861180). […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 13, 2019 indicate that former Arizona-based First Financial Equity Corporation broker Stephen Whittaker has received a pending customer dispute and was recently terminated from his former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 29, 2019 indicate that New Jersey-based UBS Financial Services broker/adviser Andrew Perry has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Perry (CRD# 1726938). Andrew Perry has spent 30 years […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 29, 2019 indicate that New York-based Worden Capital Management broker Gregory Dean has received numerous resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Dean (CRD# 5822512). Gregory Dean has spent […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 29, 2019 indicate that former New York-based Worden Capital Management broker Wesley Wallace, who has received resolved or pending customer disputes, is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 29, 2019 indicate that New York-based UBS Financial Services broker/adviser Mark Zeller has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Zeller (CRD# 2263684). Mark Zeller has spent 25 years […]

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