Publicly available records indicate that a class action lawsuit has been filed on behalf of investors in Orion Group Holdings (NYSE:ORN) in connection to alleged violations of securities laws by ORN. Fitapelli Kurta is interested in hearing from investors who have complaints regarding investments made in Orion Group Holdings between March 13, 2018 and March […]

Publicly available records indicate that a class action lawsuit has been filed on behalf of investors in Mueller Water Products (NYSE:MWA) in connection to alleged violations of securities laws by MWA. Fitapelli Kurta is interested in hearing from investors who have complaints regarding investments made in Mueller Water Products between May 9, 2016 and August […]

In recent years UBS Financial Services has recommended some of its high net worth clients invest in its Yield Enhancement Strategy. Also known as YES, the program was marketed as a low-risk strategy designed to create supplementary income for UBS clients. However, many investors are now alleging that they suffered unrealized losses through the program, […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 24, 2019 indicate that Texas-based First Financial Securities of America broker Richard Gornto has received resolved or pending customer complaints. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Gornto (CRD# 841493). Richard Gornto has spent […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 24, 2019 indicate that former New Jersey-based Triad Advisors broker Stephen DeCesare, who is currently registered as an investment adviser with DeCesare Retirement Specialists, has received a pending customer complaint. Fitapelli Kurta is interested in speaking to investors who have […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 24, 2019 indicate that New Jersey-based Northwestern Mutual Investment Services broker/adviser Manish Shah was recently terminated from a former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 24, 2019 indicate that Illinois-based Berthel Fisher & Company Financial Services broker/adviser Gordon Roberts has received resolved or pending customer complaints. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Roberts (CRD# 1474475). Gordon Roberts has […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 24, 2019 indicate that New Jersey-based Herbert J. Sims & Company broker Joseph Teifer has received pending customer complaints. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Teifer (CRD# 4837464). Joseph Teifer has spent 14 years […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 24, 2019 indicate that former Oregon-based Cetera Advisors broker/adviser George Merhoff, who has received numerous resolved or pending customer complaints, was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 24, 2019 indicate that Rhode Island-based Lincoln Financial Securities Corporation broker James Crosson was recently terminated from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Crosson (CRD# […]

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