Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 29, 2018 indicate that Illinois-based brokerage firm Melvin Securities has been sanctioned by FINRA in connection to alleged filing, record-keeping and net capital rule violations. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Melvin Securities (CRD# 29767). […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 29, 2018 indicate that New York-based brokerage firm JVB Financial has been sanctioned by FINRA in connection to alleged risk management and supervisory failures. Fitapelli Kurta is interested in hearing from investors who have complaints regarding JVB Financial (CRD# 149758). According […]

Publicly available records indicate that a class action lawsuit has been filed on behalf of investors in McDermott International (NYSE:MDR) in connection to alleged violations of securities laws by MDR. Fitapelli Kurta is interested in speaking to investors who have complaints regarding investments made in McDermott International between January 24, 2018 and October 30, 2018. […]

Publicly available records indicate that a class action lawsuit has been filed on behalf of investors in Longfin Corp. (NASDAQ:LFIN; OTC:LFIN) in connection to alleged violations of securities laws by LFIN. Fitapelli Kurta is interested in speaking to investors who have complaints regarding investments made in Longfin Corp. between December 18, 2017 and December 28, […]

Publicly available records indicate that a class action lawsuit has been filed on behalf of investors in MoneyGram International (NASDAQ:MGI) in connection to alleged violations of securities laws by MGI. Fitapelli Kurta is interested in speaking to investors who have complaints regarding investments made in MoneyGram International between February 14, 2014 and November 8, 2018. […]

H. Beck, a Maryland-based broker-dealer firm, has been fined $400,000 by the Financial Industry Regulatory Authority (FINRA) in connection to allegedly unsuitable variable annuity recommendations resulting from the firm’s failure to enforce supervisory guidelines, according to an Investment News report published on November 21, 2018. FINRA found that H. Beck sold its customers more than […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 26, 2018 indicate that Washington-based LPL Financial Services broker/adviser Kirk Balin has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Balin (CRD# 4590715). Kirk Balin has spent 15 years in […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 26, 2018 indicate that Texas-based Cetera Advisors broker/adviser Travis Hughes has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hughes (CRD# 1532177). Travis Hughes has spent 32 […]

Publicly available records indicate that a class action lawsuit has been filed on behalf of investors in Ribbon Communications (NASDAQ:RBBN), formerly known as Sonus Networks in connection to alleged violations of securities laws by RBBN. Fitapelli Kurta is interested in speaking to investors who have complaints regarding investments made in Ribbon Communications between January 8, […]

Publicly available records indicate that a class action lawsuit has been filed on behalf of investors in Evoqua Water Technologies (NYSE:AQUA) in connection to alleged violations of securities laws by AQUA. Fitapelli Kurta is interested in speaking to investors who have complaints regarding investments made in Evoqua Water Technologies between November 6, 2017 and October […]

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