Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 12, 2018 indicate that former Texas-based Kestra Investment Services broker/adviser Cheryl Stallings, also known as Cheryl Bledsoe, has been sanctioned by FINRA in connection to alleged rule violations and barred from acting as a broker or otherwise associating with a […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 12, 2018 indicate that former Illinois-based Merrill Lynch broker/adviser Ben Dembla has been sanctioned by FINRA in connection to alleged rule violations and barred from acting as a broker or otherwise associating with a broker-dealer firm. Fitapelli Kurta is interested […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 7, 2019 indicate that Colorado-based Centaurus Financial broker/adviser Michael Fassi has received a pending customer complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Fassi (CRD# 828921). Michael Fassi has spent 40 years in the […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 7, 2019 indicate that Connecticut-based Raymond James & Associates broker/adviser Diane Fisher has received a pending customer complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Fisher (CRD# 1125776). Diane Fisher has spent 35 years in […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 7, 2019 indicate that former Missouri-based Oppenheimer & Company broker/adviser David Reid, who has received a pending customer dispute, recently resigned from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 7, 2019 indicate that former Massachusetts-based Raymond James & Associates broker Robert Clayson was discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 7, 2019 indicate that New Jersey-based Merrill Lynch broker/adviser Michael Greenstone has received several customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Greenstone (CRD# 709165). Michael Greenstone has spent 38 years in the […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 7, 2019 indicate that former California-based Merrill Lynch broker/adviser William Evans IV has received a pending customer complaint and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Evans […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 7, 2019 indicate that Kansas-based RBC Capital Markets broker/adviser Kevin Piker has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Piker (CRD# 3207685). Kevin Piker has spent 19 years […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 7, 2019 indicate that former Michigan-based Ameriprise Financial Services broker/adviser Alexander Waschull has received a pending customer complaint and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Waschull […]

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