Carolyn Degirolamo (CRD#: 2532412), a registered representative with Cambridge Investment Research, Inc. (CRD#: 39543) in Canton, Ohio, is currently involved in a pending investor dispute in which a client is seeking nearly $1 million in damages, according to her BrokerCheck record accessed on July 21, 2020. What happened to lead to this dispute? Read on […]

Greg Gann (CRD#: 2144505), a registered representative with LPL Financial LLC (CRD#: 6413)  in Baltimore, Maryland, is currently involved in two pending investor disputes, according to his BrokerCheck record accessed on July 22, 2020. What happened to lead to these disputes? Read on to learn more.  On May 26, 2020, a client filed an investor […]

Jim P. Shawver (CRD#: 2571148), a registered representative with Independent Financial Group LLC (CRD#: 7717) in Boynton Beach, Florida, is currently involved in an investor dispute, according to his BrokerCheck record accessed on July 22, 2020. What happened to lead to this dispute? Read on to learn more. On May 28, 2020, a client filed […]

William Isaacson (CRD#: 2418034), a registered representative with Independent Financial Group LLC (CRD#: 7717) in Boynton Beach, Florida, is currently involved in a pending investor dispute, according to his BrokerCheck record accessed on July 22, 2020. What happened to lead to this investor dispute? Read on to learn more.  On May 28, 2020, a client […]

Henry Krich (CRD#: 4044044), a registered representative with Wells Fargo Clearing Services LLC (CRD#: 19616) in Phoenix, Arizona, is currently involved in a pending investor dispute, according to his BrokerCheck record accessed on July 22, 2020. What happened to lead to this dispute? Read on to learn more.  On May 28, 2020, a client filed […]

Royce Running (CRD#:  5202198), a registered representative with Centaurus Financial, Inc. (CRD#: 30833) in Irvine, California, is currently involved in an investor dispute over unsuitable investments, according to his BrokerCheck record accessed on July 22, 2020. What happened to lead to this dispute? Read on to learn more.  On June 5, 2020, a customer filed […]

William Coffey, Jr. (CRD#: 2245016), a registered representative with Morgan Stanley (CRD#: 149777) in Durango, Colorado, is currently involved in an investor dispute, according to his BrokerCheck record accessed on July 22, 2020. What happened to lead to this dispute? Read on to learn more.  On June 2, 2020, a customer filed an investor complaint […]

J. Powers Shepard (CRD#: 1334664), a registered representative with Morgan Stanley (CRD#: 149777) in Oak Bluffs, Massachusetts, is currently involved in a pending customer dispute, according to his BrokerCheck record accessed on July 22, 2020. What happened to lead to this dispute? Read on to learn more.  On June 11, 2020, a customer filed an […]

Bill Mathews (CRD#: 1746478), a registered representative with Cambridge Investment Research, Inc. (CRD#: 39543) and a Registered Investment Adviser (RIA) with Cambridge Investment Research Advisors, Inc. (CRD#: 134139) in Plano, Texas, is currently involved in an investor dispute, according to his BrokerCheck record accessed on July 22, 2020. The customer is seeking $200,000 in damages. […]

Christopher Vetrano (CRD#: 2476447), a registered representative with Chelsea Financial Services (CRD#: 47770) and a Registered Investment Adviser (RIA) with Chelsea Advisory Services, Inc. (CRD#: 150791) in Staten Island, New York, is currently involved in a pending investor dispute, according to his BrokerCheck record accessed on July 22, 2020. This comes after he was suspended […]

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