Published on:

Mitchell Morrison Has Been the Subject of a Pending Customer Complaint


Mitchell Morrison

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 11, 2017 indicate that California-based Westpark Capital broker/adviser Mitchell Morrison has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Morrison (CRD# 728484).

Mitchell Morrison has spent 31 years in the securities industry and has been registered with Westpark Capital in Irvine, California since August 2017. Previous registrations include Moloney Securities in Irvine, California; Financial West Group in Westlake Village, California; Vertical Capital Securities in Irvine, California; KBR Capital Markets in Newport Beach, California; ARI Financial Services in Irvine, California; Newport Coast Securities in New York, New York; DH Hill Securities in Kingwood, Texas; Citigroup Global Markets in New York, New York; Behringer Securities in Dallas, Texas; Rockbridge Securities in Laguna Beach, California; Burch & Company in Kansas City, Missouri; Stephens Inc. in Little Rock, Arkansas; Tower Square Securities in El Segundo, California; American Skandia Marketing in Shelton, Connecticut; Allmerica Investments in Worcester, Massachusetts; PN Capital in Houston, Texas; Endeavor Group in Denver, Colorado, Damson Securities Corporation; J. David Securities; EF Hutton & Company; and The Ohio Company. He is registered as a broker and investment adviser in California.

According to his BrokerCheck report, he has received one pending customer complaint.

In June 2017 a customer alleged Mitchell Morrison, while employed at Berthel Fisher & Company and Financial West Group, failed to conduct adequate due diligence and failed in his supervisory duty in connection to a representative who allegedly misrepresented and recommended unsuitable investments. The customer is seeking $1,937,365 in damages in the pending complaint.

If you have complaints regarding Mitchell Morrison, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.