Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 26, 2019 indicate that Kansas-based Ameriprise Financial Services broker/adviser Mitchell Black has received customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Black (CRD# 4664345).
Mitchell Black has spent 15 years in the securities industry and has been registered with Ameriprise Financial Services in Overland Park, Kansas since 2003. He was previously registered with IDS Life Insurance Company in Minneapolis, Minnesota (2003-2006). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on July 17, 2003; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 7 (General Securities Representative Examination), which he obtained on July 8, 2003. He is a registered broker and investment adviser with 27 US states and territories.
According to his BrokerCheck report, he has received two customer complaints and four denied customer complaints.
In March 2019 a customer alleged Mitchell Black, while employed at Ameriprise Financial Services, misrepresented and recommended unsuitable variable annuities. The customer sought $1,000,000 in damages in the complaint, which was denied.
In 2014 a party of customers alleged Mitchell Black, while employed at Ameriprise Financial Services, sold unsuitable annuity and REIT investments and charged excessive commissions and fees. The complaint settled for more than $24,700.
In 2011 a customer alleged Mitchell Black, while employed at Ameriprise Financial Services, recommended unsuitable variable life insurance policies, annuities, and real estate investment trusts. The complaint resulted in an award to the customer of $126,424.
In 2010 a customer alleged he, while employed at Ameriprise Financial Services, made a unsuitable annuity and insurance recommendations and failed to properly disclose surrender charges. The customer sought $21,000 in damages in the complaint, which was denied.
If you have lost money investing with Mitchell Black, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.