Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 20, 2019 indicate that California-based Morgan Stanley broker/adviser Mikhail Hess has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hess (CRD# 5136443).
Mikhail Hess has spent 12 years in the securities industry and has been registered with Morgan Stanley in San Francisco and Sherman Oaks, California since 2009. Previous registrations include Morgan Stanley & Company in San Francisco, California (2008-2009) and Ameriprise Financial Services in San Francisco, California (2006-2007). He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on September 5, 2006; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 31 (Futures Managed Funds Examination), which he obtained on January 24, 2008; and Series 7 (General Securities Representative Examination), which he obtained on August 11, 2006. He is a registered broker and investment adviser with 27 US states and territories and with four self-regulatory organizations (SROs): FINRA, NYSE American LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one pending customer complaint and one customer complaint that was closed with no action taken.
In January 2019 a customer alleged Mikhail Hess, while employed at Morgan Stanley Smith Barney, recommended unsuitable investments in corporate bonds. The customer is seeking $75,000 in damages in the pending complaint.
In 2016 a customer alleged Mikhail Hess, while employed at Morgan Stanley, recommended an unsuitable corporate bond investment. The customer sought $32,272 in damages in the complaint, which was closed with no action taken.
If you or someone you know has lost money investing with Mikhail Hess, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.