Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 28, 2017 indicate that Wisconsin-based Raymond James & Associates broker/adviser Michael Ollman has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Ollman (CRD# 2429193).
Michael Ollman has spent 23 years in the securities industry and has been registered with Raymond James & Associates in Waukesha, Wisconsin since November 2015. Previous registrations include Wells Fargo Advisors in Waukesha, Wisconsin (1994-2015) and Montano Securities Corporation in Orange, California (1994). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on December 6, 2002; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on December 9, 1993; and Series 7 (General Securities Representative Examination), which he obtained on April 7, 1994. He is registered with 12 US states and territories: Arizona, California, Florida, Illinois, Indiana, Kansas, Michigan, Minnesota, New York, Texas, Virginia and Wisconsin. He is registered with five self-regulatory organizations (SROs): FINRA, NYSE American LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one pending customer complaint and one customer complaint that was denied.
In July 2017 a customer alleged Michael Ollman, while employed at Wells Fargo Advisors, excessively traded the account and engaged in reckless behavior that resulted in losses. The customer is seeking approximately $125,000 in damages in the pending complaint.
In 2008 a customer alleged Michael Ollman, while employed at Wachovia Securities, failed to follow instructions to remove money from an annuity. The customer sought $20,000 in damages the complaint, which was denied.
If you or someone you know has lost money investing with Michael Ollman, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.