Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 9, 2018 indicate that Minnesota-based Royal Alliance Associates broker/adviser Michael Huerbin has received a customer dispute and an unsatisfied tax lien. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Huerbin (CRD# 3168539).
Michael Huerbin has spent 19 years in the securities industry and has been registered with Royal Alliance Associates in Bemidji, Minnesota since 2001. He was previously registered with Lutheran Brotherhood Securities Corporation in Minneapolis, Minnesota (1999-2001). He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on May 7, 2007; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on February 4, 1999; Series 7 (General Securities Representative Examination), which he obtained on February 1, 2001; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on March 8, 1999. He is a registered broker and investment adviser with nine US states: Arizona, Colorado, Illinois, Minnesota, North Dakota, Oregon, South Dakota, Texas, and Wisconsin.
According to his BrokerCheck report, he has received one customer complaint and one unsatisfied tax lien.
In March 2018 the Internal Revenue Service filed a tax lien totaling $100,587 against him. The lien remains outstanding.
In 2002 a customer alleged Michael Huerbin, while employed at Lutheran Brotherhood Securities, misrepresented material facts related to a variable annuity product. The complaint settled for $22,700.
If you have complaints regarding Michael Huerbin, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recover your losses. All cases are taken on a contingency basis: we only get paid if and when you collect money. The law sets a limited window to file complaints, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.