Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 7, 2019 indicate that Colorado-based Centaurus Financial broker/adviser Michael Fassi has received a pending customer complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Fassi (CRD# 828921).
Michael Fassi has spent 40 years in the securities industry and has been registered with Centaurus Financial in Fort Collins, Colorado and Reno, Nevada since 2006. Previous registrations include Geneos Wealth Management in Fort Collins, Colorado (2005); AllState Financial Services in Lincoln, Nebraska (2004-2005); Farmers Financial Solutions in Westlake Village, Colorado (2001-2003); Multi-Financial Securities Corporation in Denver, Colorado (1999-2001); SunAmerica Securities in Phoenix, Arizona (1995-1997; 1998-1999); Pacific Mutual Distributors in Newport Beach, California (1993-1995); ME Metzler Organization (1980-1993); Everen Securities in St. Louis, Missouri (1992-1993); F&G Securities (1992); USF&G Investment Services (1989-1992); Kidder Peabody & Company (1986-1988); Lincoln National Pension Insurance Company (1981-1988); the Lincoln National Life Insurance Company (1978-1986); EF Hutton & Company (1984-1986); the Variable Annuity Marketing Company (1978); and IM Simon & Company (1976-1978). He has passed seven securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on December 22, 1998; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 28, 1981; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 3 (National Commodity Futures Examination), which he obtained on January 23, 1984; PC (AMEX Put and Call Exam), which he obtained on August 24, 1977; Series 7 (General Securities Representative Examination), which he obtained on October 16, 1976; and Series 24 (General Securities Principal Examination), which he obtained on April 20, 1999. He is a registered broker and investment adviser with 12 US states and territories: Alabama, California, Colorado, Florida, Georgia, Indiana, Louisiana, Montana, Nevada, New Mexico, Washington, and Wyoming.
According to his BrokerCheck report, he has received one pending customer complaint.
In November 2018 a customer alleged Michael Fassi, while employed at Centaurus Financial, recommended unsuitable real estate investments in 2012. The customer is seeking $275,498 in damages in the pending complaint.
If you have complaints regarding Michael Fassi, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.