Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 8, 2018 indicate that New York-based National Securities Corporation broker Michael Blueweiss, who has been involved in a customer dispute, was discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Blueweiss (CRD# 728969).
Michael Blueweiss has spent 36 years in the securities industry and has been registered with National Securities Corporation in Melville, New York since November 2017. Previous registrations include UBS Financial Services in Melville, New York (1996-2017); Smith Barney in New York, New York (1988-1996); and David Lerner Associates (1981-1988). He has passed five securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 23, 1990; Series 7 (General Securities Representative Examination), which he obtained on February 21, 1987; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on January 16, 1985; Series 22 (Direct Participation Programs Representative Examination), which he obtained on December 11, 1984; and Series 52 (Municipal Securities Representative Examination), which he obtained on April 11, 1981. He is a registered broker and investment adviser in three US states: California, Minnesota, and New York.
According to his BrokerCheck report, he has received one customer complaint and five denied customer complaints, and was recently discharged from his former employer in connection to alleged rule violations
In October 2017 he was terminated from his position at UBS Financial Services following allegations he violated the firm’s order entry policy as well as firm policy relating to signing a client’s name to a non-firm-related document.
In 2014 a customer alleged Michael Blueweiss, while employed at UBS Financial Services, over-concentrated investments in their account. The customer sought unspecified damages in the denied complaint
In 2011 a customer alleged Michael Blueweiss, while employed at UBS Financial Services, made an unsuitable investment recommendation and misrepresented and omitted material facts involving UBS reverse convertible notes linked to Lehman Brothers common stock. The complaint settled in 2012 for $94,350.
If you have complaints regarding Michael Blueweiss, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.