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Matthew Schwartz Has Received a Customer Complaint

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Matthew Schwartz

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 2, 2018 indicate that Indiana-based Edward Jones broker/adviser Matthew Schwartz has been involved in a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Schwartz (CRD# 4396194).

Matthew Schwartz has spent 16 years in the securities industry and has been registered with Edward Jones in Syracuse, New York since 2001. He has no previous registrations. He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on May 23, 2007; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 5, 2001; and Series 7 (General Securities Representative Examination), which he obtained on July 2, 2001. He is a registered broker and investment adviser with 29 US states and territories: Alabama, Arizona, Arkansas, California, Colorado, Delaware, Florida, Georgia, Illinois, Indiana, Iowa, Louisiana, Maryland, Michigan, Minnesota, Missouri, Nevada, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, and Wisconsin. He is registered with four self-regulatory organizations (SROs): FINRA, NYSE American LLC, the Nasdaq Stock Market, and the New York Stock Exchange.

According to his BrokerCheck report, he has received one customer complaint.

In April 2017 a customer alleged Matthew Schwartz, while employed at Edward Jones, provided poor advice regarding the purchase of a Prudential life insurance policy and various equity sales between July 2014 and June 2015. The complaint settled in March 2015 for $225,000.

If you or someone you know has lost money investing with Matthew Schwartz, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.