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Broker Lisa Lowi Has Four Customer Complaints

Lisa Lowi Publicly-available records published by the Financial Industry Regulatory Authority (FINRA) on February 21st, 2016 indicate Florida-based Janney Montgomery Scott broker/adviser Lisa Lowi is the subject of several settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Lowi (CRD# 1347790).

Lisa Lowi has spent 30 years in the securities industry and has been registered with Janney Montgomery Scott in Boca Raton, Florida since 2015. Previous registrations include: RBC Capital Markets in West Palm Beach, Florida (2009-2015); JB Hanauer & Company in West Palm Beach, Florida (1991-2009); Prudential Bache Securities in New York, New York (1990-1991); and JB Hanauer & Company in Parsippany, New Jersey (1985-1990). She is a registered broker and investment adviser in 28 US states and territories.

According to her BrokerCheck report, Lisa Lowi is the subject of four customer complaints and two pending customer complaints.

In January 2016 a customer alleged Lisa Lowi, while employed at RBC Capital Markets, provide poor service and recommended an investment that caused losses. The complaint settled for $27,500.

In December 2015 a customer alleged Lisa Lowi, while employed at RBC Capital Markets, recommended unsuitable corporate bonds. The complaint settled in January 2016 for more than $65,000.

In December 2015 a customer alleged Lisa Lowi, while employed at RBC Capital Markets, provided poor service and recommended unsuitable investments. The customer is seeking unspecified damages in the pending complaint.

In September 2015 a customer alleged Lisa Lowi, while employed at RBC Capital Markets, did not advise her to sell a corporate bond, resulting in a loss. The complaint settled in January 2016 for $15,000.

In July 2015 a customer alleged Lisa Lowi, while employed at RBC Capital Markets, recommended unsuitable investments. The complaint settled for $10,000.

In February 2015 a customer alleged Lisa Lowi, while employed at RBC Capital Markets, recommended unsuitable investments. The customer is seeking $68,750 in damages in the pending complaint.

If you or someone you know has a complaint regarding Lisa Lowi, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup losses. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.

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