Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 16, 2017 indicate that Ohio-based Ross Sinclaire & Associates broker Larry Taul Jr. has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Taul (CRD# 2166909).
Larry Taul Jr. has spent twenty-five years in the securities industry and has been registered with Ross Sinclaire & Associates in Cincinnati, Ohio since 1991. He has no previous registrations. He has passed five securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); Series 52 (Municipal Securities Representative Examination); Series 24 (General Securities Principal Examination); and Series 53 (Municipal Securities Principal Examination). He is a registered broker with 16 US states and territories: California, the District of Columbia, Florida, Georgia, Illinois, Indiana, Kentucky, Maryland, Massachusetts, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Tennessee and Virginia.
According to his BrokerCheck report, Larry Taul Jr. has received one pending customer complaint.
In May 2017 a customer alleged Larry Taul Jr., while employed at Ross Sinclaire & Associates, sold unsuitable municipal bonds between 2008 and 2015 and supplied the customer with offering materials that contained misrepresentations or omissions of material facts related to the product. The customer is seeking $455,000 in damages in the pending complaint.
If you have complaints regarding Larry Taul Jr., call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on a contingency basis: we only receive payment if and when you recover money. You may have a limited window by law to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.