Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 28, 2017 indicate that New York-based Morgan Stanley broker/adviser Kyle Wool has received a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Wool (CRD# 4238101).
Kyle Wool has spent 17 years in the securities industry and has been registered with Morgan Stanley in New York, New York since 2013. Previous registrations include Oppenheimer & Company in New York, New York; Raymond James Financial Services in St. Petersburg, Florida; Sands Brothers & Company in New York, New York; Global Capital Partners Securities Corporation in Englewood, Colorado; and Global Capital Markets in Melville, New York. He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 62 (Corporate Securities Limited Representative Examination). He is a registered broker and investment adviser with 46 US states and territories.
According to his BrokerCheck report, he has received one customer complaint and two customer complaints that were denied.
In 2009 a customer alleged Kyle Wool, while employed at Oppenheimer & Company, made unsuitable investment recommendations, churned investments and misrepresented material facts. The complaint settled for $337,500.
In 2008 a customer alleged Kyle Wool, while employed at Oppenheimer & Company, executed unauthorized transactions. The customer sought more than $438,200 in damages in the pending complaint.
In 2005 a customer alleged Kyle Wool, while employed at Raymond James Financial Services, recommended unsuitable investments. The customer sought $120,000 in damages in the complaint, which was denied.
If you have complaints regarding Kyle Wool, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.